This manuscript describes the research for which I won the first
prize in the 1999 Outstanding Thesis Competition of American Physical
Society, Division of Atomic, Molecular and Optical Physics.
The first prize was shared between myself and Brett Esry.
More information on the prize, and a short abstract can be found
here.
To find out more about the other finalists in that competition,
take a look at the abstracts of the special session in Atlanta for the
DAMOP Outstanding Thesis Award.
The participants were
Michael Andrews (MIT), advisor: Wolfgang Ketterle
Brett Esry (JILA Colorado), advisor: Chris Greene
Lisa Wiese (Nebraska), advisor: Duane Jaecks
Fredrick Fatemi (Virginia), advisor: Louis Bloomfield
Jens Nöckel (Yale), advisor: Douglas Stone.
The Award Committee consisted of:
Hossein Sadeghpour
ITAMP, Harvard University
Eric Cornell, JILA
Wendell Hill , University of Maryland
Barbara Levi, American Institute of Physics
Michael Morrison, University of Oklahoma
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Taken to the extreme, total internal reflection makes it
possible to fabricate lasers
with resonator dimensions on the order of the optical wavelength
[2,5]. In particular, ultralow-threshold lasing
without the need for Bragg mirrors has been observed in
thin semiconductor disk resonators with a circular cross section.
These microdisk lasers rely on ring-shaped modes
localized near the dielectric interface with the surrounding
lower-index medium (e.g. air). In the ray picture, the light
circulates around the disk in a series of total internal reflections
(see Fig. 1), forming a trajectory that is known from acoustics
as a
``whispering-gallery'' (WG) pattern.
For the analogous WG modes in fused-silica microspheres,
record Q-factors well above 109 have been measured at
optical
wavelengths [6,7].
Infinite lifetimes are unattainable even in the absence of
material
losses, because total internal reflection is frustrated by the
finite curvature of the surface. This unavoidable outcoupling
loss is analogous
to quantum tunneling and its rate is correspondingly
small. The discrete wavelengths at which WG resonances occur
in thin disks or perfect spheres, as well as the associated
linewidths, can be calculated straightforwardly because
for a rotationally symmetric cross section, the
conservation of angular momentum (L) renders
Maxwell's wave equations separable [8,9].
Besides microlasers with different active
materials [10,11], there is
a wide range of other applications that can benefit from the
long-lived (metastable) states in such dielectric resonators
[12,13].
In most of these applications, however, rotationally symmetric
microcavites have a shortcoming: they
lack a preferred emission direction, and the coupling between the
resonator and adjacent optical devices (such as fibers)
poses major technical challenges, requiring accurate
placement of coupling components in the exponentially decaying
nearfield of the resonator [7,12].
While it seems clear that rotational symmetry should be
broken to achieve directionality, it is far from obvious how
to chose the proper deformation. This is because the
wave equation is not separable when no good quantum numbers
such as angular momentum are preserved, and a typical mode
then contains admixtures of many different L.
One way to explore the modes of asymmetric
dielectric resonators are exact solutions of the wave equation.
We have carried out such calculations for dielectric microcylinders
(or disks) [14] at deformations well beyond the reach of
a shape perturbation theory [15,16] that had been
previously applied to microdroplets.
However, in order to decide for which shapes it is worthwhile to
perform numerical or real experiments in the first place, and
what phenomena to expect, we resort to the explanatory and
predictive power of the ray picture.
A nonseparable wave equation means
that rays move along chaotic trajectories. One therefore has
to address the implications of chaotic ray dynamics for the wave
solutions: a typical question in the field of quantum chaos
[17].
This defines our agenda: Analyze the ray dynamics of asymmetric
resonant cavities in order to draw conclusions about
the intrinsic emission properties of the individual metastable states
under consideration, i. e., their lifetimes and emission
directionality.
This requires semiclassical methods to connect resonances with
rays. Semiclassical quantization of course yields the
resonance frequencies, too - this has historically been its
main objective [17,18,19,20].
Semiclassical theory for the lifetimes of metastable states
has received strong impulses from chemical
physics, in particular from the study of reactive
collisions [20,21,22,23].
Completely regular (i.e., non-chaotic) systems can be
semiclassically quantized using some version of the WKB or EBK
approximation [18,19]; for fully chaotic
systems, spectrum and lifetimes can be obtained from the
periodic-orbit theory pioneered by Gutzwiller
[17,23].
The deformed dielectric resonator, however, generically belongs to
the far larger class of systems for which
chaos and regularity coexist because the break-up of
regular structure as a function of deformation is gradual.
Semiclassical theory for such ``mixed systems'' is as yet
incomplete.
In a microdisk that has been deformed in a smooth and
everywhere convex manner, the WG
orbits closest to the edge remain intact because
they skip along the interface in short, almost grazing line segments,
across which the surface curvature changes only infinitesimally
[24]. Chaos first appears in the neighborhood of
certain short periodic orbits which become unstable under slight
variations of their initial conditions. However, other periodic
orbits are stabilized by the perturbation, and the resulting
mixture of chaotic and regular motion is difficult to disentangle
when conventional ray traces are plotted in real-space.
We therefore image the internal ray dynamics in phase
space, using a Poincaré surface of section (SOS)
[25], cf. Fig. 2.
The SOS stroboscopically reveals the combinations of
positions (parametrized by polar angle ) and angles of
incidence at which different trajectories impinge on
the boundary. Regular orbits typically form one-dimensional lines
that are
grouped into islands of stability, while chaotic rays fill out
two-dimensional clouds - a consequence of the missing constraint
of angular-momentum conservation.
In the WG region
corresponding to , chaotic motion is characterized
by an approximate separation of time scales: although a chaotic ray
launched in the WG region will eventually explore all accessible areas
of the SOS, it can describe almost one-dimensional lines for
intermediate times because fluctuates only weakly over many
rotations in . This slow diffusion in is directed
toward lower values, but the intermediate
almost-regular motion can be characterized by an adiabatic invariant
for which we then perform a semiclassical quantization in the spirit
of the eikonal (EBK) approach [26].
Our eikonal theory not only provides the
frequency shifts of chaotic WG resonances [26], but also
relates each quantized WG mode to a particular adiabatic invariant
curve (AIC) in the SOS. While diffusion in away from that
curve can be
neglected in the constructive-interference argument leading to the
mode quantization [21], diffusion is crucial for determining
lifetime and emission directionality. The reason is that
determines the reflectivity
R of the interface: At refractive index n, Fresnel's
formula yields a jump (rounded by tunneling) from R=1 to a
lower
value near
when drops below
,
which delimits the total-internal-reflection condition.
If a threshold deformation [27] is exceeded such
that a chaotic domain in the SOS connects the quantized AIC with the
critical value , the average lifetime of rays
launched from this AIC is dominated not by the small
tunnel leakage known from the circle, but instead by classical
phase-space diffusion that allows to reach values where
refractive escape (following Snell's law) can occur. This classically
allowed escape mechanism is wavelength-independent, and one thus
expects a universal resonace lifetime for all chaotic WG
modes
supported by the same AIC. Comparison with exact wave solutions
(Fig. 3) confirms this prediction, showing moreover a
quantitative agreement between resonance lifetimes and classical
diffusion times at large deformations - which is precisely
the regime in which wave calculations are especially
difficult!
The classical picture proves even more useful when the emission
directionality of a metastable state is required - a property
that
is directly observable in microlasers, whereas it is typically
averaged out in nuclear or chemical decay processes and hence has
not been studied in detail prior to our work. The anisotropic
structure of the SOS in the neighborhood of
causes rays to escape preferentially at certain with
only slightly below [28].
As a dramatic consequence, we predict that the
emission profile of an oval cylinder resonator can depend strongly
on its refractive index, even if all other parameters (i.e.
deformation and wavelength) are kept fixed (Fig. 4). This is
because
a change in n may place in a part of the SOS where
island structure strongly modifies the chaotic diffusion of
WG rays [29].
Applying an analogous phase-space analysis to nonspherical
lasing microdroplets, we explained their
experimentally observed anisotropic emission [30,31].
Finally, comparing with numerical wave solutions,
we can extract wave corrections to the ray
theory, thereby identifying the physics that is not contained
in an essentially classical model for the metastable states.
At deformations too small to permit chaotic diffusion from the
AIC, decay rates are found to be enhanced over the classical
prediction by chaos-assited tunneling. At large deformations,
on the other hand, chaotic diffusion toward the
escape condition can be suppressed by wave interference,
leading to dynamical localization [26].
These are phenomena of great current interest in quantum chaos.
Micro-optics and quantum chaos, two fields with rather different
objectives, have thus found a promising connection from which
optical device design can benefit and new theoretical
questions emerge.
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The Poincaré surface of section is
a central tool in nonlinear dynamics. In our case, it is
obtained numerically by
following a number of rays for several hundred reflections and
recording not only the successive positions at which the surface is
encountered, but also the angles of incidence with
respect to the surface normal. The position
along the rim can be parametrized by the polar angle , and
each trajectory then generates a set of points in a graph of
versus . | | 26
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Often, the escape in fact occurs from the highest-curvature points
as is intuitively expected.
This is another consequence of the slow diffusion in , and
it applies to resonators whose refractive index is sufficiently small
to place the total-internal-reflection condition
in the WG region of the SOS. However, stable islands always have
to be avoided by chaotically diffusing rays, and this causes
deviations from intuitive expectations.
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The microdroplet is one of the pioneering microcavity systems, but
the emission anisotropy of such droplets in prolate and oblate
phases of their natural shape oscillation had remained
unexplained for approximately ten years prior to our work.
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